Broker Check
Christopher Nowakowski, Chief Compliance Officer

Christopher Nowakowski, Chief Compliance Officer

Senior Managing Director | LPL Registered Principal

Christopher A. Nowakowski helps simplify the complex financial situations that overwhelm many households. He creates solutions for the problems faced in our complex investment environment today.

Chris began investing for himself in high school, building the foundation for his investment knowledge. His professional career started at PaineWebber in Newport Beach, and continued with the company through its merger with UBS Financial Services, Inc. in Beverly Hills. It was through nearly 4 years of working at UBS that Chris mastered diversification strategies that allow clients to increase their return potential while reducing their risk exposure. Soon thereafter, Chris and his partner, John, started their own financial firm, Perennial Financial Services, with securities offered through LPL Financial, the nations largest independent financial broker dealer*.

Chris was born and raised in Orange, California. He attended El Modena High School where he graduated in 1998. Chris was active in many varsity sports as well the Associated Student Body Athletic Commissioner. He also found time to raise and train guide dogs puppies with Guide Dogs of the Desert, help establish an inventory system with Habitat for Humanity and spent a summer as a student ambassador to Queretaro, Mexico all while reaching the highest rank, Eagle Scout, with the Boy Scouts of America. He then attended U.C.L.A. where he was a founding father of Sigma Alpha Epsilon Fraternity. He graduated in the spring of 2002 with the degree of Bachelor of Arts, with majors in Psychology and Economics.

Currently, Chris resides in the Los Angeles community of Culver City. He enjoys traveling and participating in outdoor activities. Additionally, Chris is a member of the Santa Monica Elks, Lodge #906.

*as reported in Financial Planning Magazine 1996-2014, based on total revenues
**Diversification does not ensure a profit or protect against loss

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