Broker Check
Dennis Shu, CFP®

Dennis Shu, CFP®

Vice President | Financial Advisor

Dennis draws on a broad education and experience in investment and financial services to deliver financial planning strategies suited to the needs of each client.  He is able to take into consideration both short-term and long-term variables of investments, as well as your particular financial situation, goals and risk tolerance, to provide highly-personalized recommendations.  In doing so Dennis is oriented towards building long-lasting relationships with his clients, and maintaining those by dedicating himself to service and performance.

He can address your needs in a variety of areas, including:

  • Portfolio management
  • Retirement planning
  • Education planning
  • Insurance planning
  • Trust and Estate planning
  • IRA rollovers and management
  • Individual wealth preservation

Dennis studied electrical engineering at the University of California, Santa Barbara and has a Bachelor of Science Degree in Business from the California State University of Channel Islands.  He previously worked as a financial advisor at Merrill Lynch and Wells Fargo.  His industry licenses include:  Series 7 and Series 66 registrations held with LPL Financial and Insurance License (Life, Disability, Long Term Care, Annuities). CA Insurance Lic#0H83569.