Broker Check
Dennis Shu, CFP®

Dennis Shu, CFP®

Vice President | Financial Advisor

Dennis draws on a broad education and experience in investment and financial services to deliver financial planning strategies suited to the needs of each client. He is able to take into consideration both short-term and long-term variables of investments, as well as your particular financial situation, goals and risk tolerance, to provide highly-personalized recommendations. In doing so Dennis is oriented towards building long-lasting relationships with his clients, and maintaining those by dedicating himself to service and performance.

He can address your needs in a variety of areas, including:
• Portfolio management
• Retirement planning 
• Education planning
• Insurance planning
• Trust and Estate planning
• IRA rollover services and management
• Individual wealth preservation

Dennis is a CERTIFIED FINANCIAL PLANNER™ and has the UCLA Extension Personal Financial Planning certification. Dennis also studied electrical engineering at the University of California, Santa Barbara and has a Bachelor of Science Degree in Business from the California State University of Channel Islands. He previously worked as a financial advisor at Merrill Lynch and Wells Fargo. His industry licenses include: Series 7 held with LPL Financial, Series 66 registrations held with LPL and Perennial Investment Advisors and Insurance License (Life, Disability, Long Term Care, Annuities). CA Insurance License #0H83569.

The Certified Financial Planner Board of Standards, Inc. owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the U.S., which it awards to individuals who complete the CFP Board's initial and ongoing certification requirements.